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Athenian democracy



Approximately one hundred officials out of a thousand were elected rather than chosen by lot. There were two main categories in this group: those required to handle large sums of money, and the 10 generals, the strategoi. One reason that financial officials were elected was that any money embezzled could be recovered from their estates; election in general strongly favoured the rich, but in this case wealth was virtually a prerequisite.

Generals were elected not only because their role required expert knowledge but also because they needed to be people with experience and contacts in the wider Greek world where wars were fought. In the 5th century BC, principally as seen through the figure of Pericles, the generals could be among the most powerful people in the polis. Yet in the case of Pericles, it is wrong to see his power as coming from his long series of annual generalships (each year along with nine others). His office holding was rather an expression and a result of the influence he wielded. That influence was based on his relation with the assembly, a relation that in the first instance lay simply in the right of any citizen to stand and speak before the people. Under the 4th century version of democracy the roles of general and of key political speaker in the assembly tended to be filled by different persons. In part this was a consequence of the increasingly specialised forms of warfare practiced in the later period.

Elected officials too were subject to review before holding office and scrutiny after office. And they too could be removed from office any time the assembly met. In one case from the 5th century BC the 10 treasurers of the Delian league (the Hellenotamiai) were accused at their scrutinies of misappropriation of funds. Put on trial, they were condemned and executed one by one until before the trial of the tenth and last an error of accounting was discovered, allowing him to go free. (Antiphon 5.69–70)Ά

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Individualism in Athenian democracy

Another interesting insight into Athenian democracy comes from the law that excluded from decisions of war those citizens who had property close to the city walls - on the basis that they had a personal interest in the outcome of such debates because the practice of an invading army was at the time to destroy the land outside the walls. A good example of the contempt the first democrats felt for those who did not participate in politics can be found in the modern word 'idiot', which finds its origins in the ancient Greek word ἰδιώτης (idiōtēs), meaning a private person, a person who is not actively interested in politics; such characters were talked about with contempt and the word eventually acquired its modern meaning. In his Funeral Oration, Pericles states: 'it is only we who regard the one not participating in these duties not as unambitious but as useless.'

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Criticism of the democracy

Athenian democracy has had many critics, both ancient and modern. Modern critics are more likely to find fault with the narrow definition of the citizen body, but in the ancient world the complaint if anything went in the opposite direction. Ancient authors were almost invariably from an elite background for whom giving poor and uneducated people power over their betters seemed a reversal of the proper, rational order of society. For them the demos in democracy meant not the whole people, but the people as opposed to the elite. Instead of seeing it as a fair system under which 'everyone' has equal rights, they saw it as the numerically preponderant poor tyrannizing over the rich. They viewed society like a modern stock company: democracy is like a company where all shareholders have an equal say regardless of the scale of their holding; one share or ten thousand, it makes no difference. They regarded this as manifestly unjust. In Aristotle this is categorized as the difference between 'arithmetic' and 'geometric' (i.e. proportional) equality. Democracy was far from being the normal style of governance and the beliefs on which it was based were in effect a minority opinion. Those writing in later centuries generally had no direct experience of democracy themselves.

To its ancient detractors the democracy was reckless and arbitrary. They had some signal instances to point to, especially from the long years of the Peloponnesian War.

  • In 406 BC, after years of defeats in the wake of the annihilation of their vast invasion force in Sicily, the Athenians at last won a naval victory at Arginusae over the Spartans. After the battle a storm arose and the eight generals in command failed to collect survivors: the Athenians sentenced all of them to death. Technically, it was illegal, as the generals were tried and sentenced together, rather than one by one as Athenian law required. Socrates happened to be the citizen presiding over the assembly that day and refused to cooperate, though to little effect. Standing against the idea that it was outrageous for the people to be unable to do whatever they wanted. Later they repented the executions, but made up for it by executing those who had accused the generals before them. (A long account in Xenophon Hellenica 1.7.1–35)
  • Years earlier, the ten treasurers of the Delian league (Hellenotamiai) had been accused of embezzlement. They were tried and executed one after the other until, when only one was still alive, the accounting error was discovered and that last surviving treasurer was acquitted. This was perfectly legal in this case, but an example of the extreme severity with which the people could punish those who served them. (Antiphon 5.69–70)
  • In 399 BC Socrates himself was put on trial and executed for 'corrupting the young and believing in strange gods'. His death gave Europe its first ever intellectual hero and martyr, but guaranteed the democracy an eternity of bad press at the hands of his disciple and enemy to democracy Plato. In the Gorgias written years later Plato has Socrates contemplating the possibility of himself on trial before the Athenians: he says he would be like a doctor prosecuted by a pastry chef before a jury of children.

Two coups briefly interrupted democratic rule during the Peloponnesian war, both named by the numbers in control: the Four Hundred in 411 BC and the Thirty in 404 BC. The focus on number speaks to the drive behind each of them: to reduce the size of the electorate by linking the franchise with property qualifications. Though both ended up as rogue governments and did not follow through on their constitutional promises, they began as responses from the Athenian elite to what they saw as the inherent arbitrariness of government by the masses (Plato in the Seventh Epistle does remark that the Thirty made the preceding democratic regime look like a Golden Age).

Whether the democratic failures should be seen as systematic, or as a product of the extreme conditions of the Peloponnesian war, there does seem to have been a move toward correction. A new version of democracy was established from 403 BC, but it can be linked with both earlier and subsequent reforms (graphe paranomon 416 BC; end of assembly trials 355 BC). For the first time a conceptual and procedural distinction was made between laws and decrees. Increasingly, responsibility was shifted from the assembly to the courts, with laws being made by jurors and all assembly decisions becoming reviewable by courts. That is to say, the mass meeting of all citizens lost some ground to smaller gatherings (of only a thousand or so!) which were under oath, free of men in their impetuous 20's and with more time to focus on just one matter (though never more than a day). One downside was that the new democracy was less capable of rapid response.

Another tack of criticism is to notice the disquieting links between democracy and a number of less than appealing features of Athenian life. Although it predated it by over thirty years, democracy is strongly bound up with Athenian imperialism. For much of the 5th century at least democracy fed off an empire of subject states. Thucydides the son of Milesias (not the historian), an aristocrat, stood in opposition to these policies, for which he was ostracised in 443 BC. At times the imperialist democracy acted with extreme brutality, as in the decision to execute the entire male population of Melos and sell off its woman and children simply for refusing to became subjects of Athens. The common people were numerically dominant in the navy, which they used to pursue their own interests in the form of work as rowers and in the hundreds of overseas administrative positions. Further they used the income from empire to fund payment for officeholding. This is the position set out by the anti-democratic pamphlet known whose anonymous author is often called the Old Oligarch. On the other hand the empire was, more or less, defunct in the 4th century BC so it cannot be said that it was democracy was not viable without it. Only then in fact was payment for assembly attendance, the central event of democracy (Similarly for the period before the Persian wars, but for the very early democracy the sources are very meagre and it can be thought of as being in an embryonic state).

A case can be made that discriminatory lines came to be drawn more sharply under Athenian democracy than before or elsewhere, in particular in relation to woman and slaves, as well as in the line between citizens and non-citizens. By so strongly validating one role, that of the male citizen, it has been argued that democracy compromised the status of those who did not share it.

  • Male citizenship had become a newly valuable, indeed profitable, possession, to be jealously guarded. Under Pericles, in 450 BC, restrictions were tightened so that a citizen had to be born from citizen parentage on both sides. Metroxenoi, those with foreign mothers, were now to be excluded. Traditionally, for the poorer citizens, local marriage was the norm while the elite had been much more likely to marry abroad as a part of aristocratic alliance building. A habit of one group in society was thus codified as a law for the whole citizen body, which thus lost one axis of openness. Many Athenians prominent earlier in the century would have lost citizenship, had this law applied to them: Cleisthenes, the founder of democracy, had a non-Athenian mother, and the mothers of Cimon and Themistocles were not Greek at all, but Thracian. As Athens attracted an increasing number of resident aliens (metics), this shift in the definition of citizen worked to keep the immigrant population more sharply distinguished politically.
  • Likewise the status of women seems lower in Athens than in many Greek cities. At Sparta women competed in public exercise — so in Aristophanes' Lysistrata the Athenian women admire the tanned, muscular bodies of their Spartan counterparts — and women could own property in their own right, as they could not at Athens. Misogyny was by no means an Athenian invention, but it has been claimed that in regard to gender democracy generalised a harsher set of values derived, again, from the common people. Democracy may well have been impossible without the contribution of women's labour (Hansen 1987: 318).
  • Slavery was more widespread at Athens than in other Greek cities. Indeed the extensive use of imported non-Greeks ("barbarians") as chattel slaves seems to have been an Athenian development. This triggers the parodoxical question: Was democracy "based on" slavery? It does seem clear that possession of slaves allowed even poorer Athenians — owning a few slaves was by no means equated with wealth — to devote more of their time to political life. But whether democracy depended on this extra time is impossible to say. The breadth of slave ownership also meant that the leisure of the rich (the small minority who were actually free of the need to work) rested less than it would have on the exploitation of their less well-off fellow citizens. Working for wages was clearly regarded as subjection to the will of another, but at least debt servitude had been abolished at Athens (under the reforms of Solon at the start of the 6th century BC). By allowing a new kind of equality among citizens this opened the way to democracy, which in turn called for a new means, chattel slavery, to at least partially equalise the availability of leisure between rich and poor. In the absence of reliable statistics all these connections remain speculative. However, as Cornelius Castoriadis pointed out, other societies also kept slaves but did not develop democracy. Even with respect to slavery the new citizen law of 450 BC may have had effect: it is speculated that originally Athenian fathers had been able to register for citizenship offspring had with slave women (Hansen 1987:53). This will have rested on an older, less categorical sense of what it meant to be a slave.

Contemporary opponents of majoritarianism (arguably the principle behind Athenian democracy) call it an illiberal regime (in contrast to liberal democracy) that allegedly leads to anomie, balkanization, and xenophobia. Proponents (especially of majoritarianism) deny these accusations, and argue that any faults in Athenian democracy were due to the fact that the franchise was quite limited (only male citizens could vote - women, slaves and non-citizens were excluded). Despite this limited franchise, Athenian democracy was certainly the first - and perhaps the best - example of a working direct democracy.

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See also

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Notes

  1. ^ Henderson, J. (1993) Comic Hero versus Political Elite pp.307-19 in (1993) in Sommerstein, A.H.; S. Halliwell, J. Henderson, B. Zimmerman: Tragedy, Comedy and the Polis. Bari: Levante Editori. 
  2. ^ Xenophon, Anabasis 4.4.15
  3. ^ a b c Hignett, History of the Athenian Constitution, 237
  4. ^ Hignett, History of the Athenian Constitution, 242–3
  5. ^ Hignett, History of the Athenian Constitution, 234
  6. ^ Hignett, History of the Athenian Constitution, 243
  7. ^ Hignett, History of the Athenian Constitution, 238
  8. ^ Hignett, History of the Athenian Constitution, 241

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References

  • Hansen M.H. 1987, The Athenian Democracy in the age of Demosthenes. Oxford
  • Hignett, Charles. A History of the Athenian Constitution (Oxford, 1962) ISBN 0-19-814213-7
  • Manville B. and Josiah Ober 2003, A company of citizens : what the world's first democracy teaches leaders about creating great organizations. Boston
  • Meier C. 1998, Athens: a portrait of the city in its Golden Age (translated by R. and R. Kimber). New York
  • Ober, Josiah 1989, Mass and Elite in Democratic Athens: Rhetoric, Ideology and the Power of the People. Princeton
  • Ober, Josiah and C. Hendrick (edds) 1996, Demokratia: a conversation on democracies, ancient and modern. Princeton
  • Rhodes P.J.(ed) 2004, Athenian democracy. Edinburgh

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External links




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